Full text of FOUNDERS FINANCIAL SECURITIES LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-67137 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FOUNDERS FINANCIAL SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): LJ Broker-dealer | Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1026 CROMWELL BRIDGE ROAD (No. and Street) MARYLAND TOWSON 21286 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING JILL RECKAMP 443-470-7290 JRECKAMP@FOUNDERSFINANCIAL.COM (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* GOLDMAN & COMPANY CPAS PC (Name - if individual, state last, first, and middle name) 3535 ROSWELL, STE 32 GA 30062 (Address) (City) (State) (Zip Code) JUNE 25, 2009 1952 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | JILL RECKAMP | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of FOUNDERS FINANCIAL SECURITIES, LLC | as of | | 12/31 | , 2 024 , is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, director, or equivalent person,…Read the full text as markdown