Full text of FOUNDERS FINANCIAL SECURITIES LLC's X-17A-5 filed 2026-04-28 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | | JILL RECKAMP<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |----------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | tinancial report pertaining to the firm of FOUNDERS FINANCIAL SECURITIES, LLC<br>as of | | | | | | | | DECEMBER 31<br>2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | | | | as that of a customer. | | | | | | | | | | | | | | Signature: | | | | | | | | | | | | | | Title:<br>CFO & FINOP | | | | | | | | | | | | | | | | | | | | | | | | | | | | This filing ** contains (check all applicable bo | | | | | | | (a) Statement of financial condition. | | | | | | | [ (b) Notes to consolidated statement of financial condition. | | | | | | | [c] Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | | | | (d) Statement of cash flows. | | | | | | | @ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | | | [f) Statement of changes in liabilities subordinated to claims of creditors. | | | | | | | (g) Notes to consolidated financial statements. | | | | | | | [h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | | | | [ (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | | | | } Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | | | | k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | | | | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | | | | | | [1] Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | | | | | | (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.…Read the full text as markdown