Full text of EBX LLC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17 A-5 under the Securities Exchange Act of 1934 December 31 , 2019 {1}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING | 01/01/19<br>MM/DD/YY | AND ENDING | 12/31/19<br>MM/DD/YY | |--------------------------------------------------------------------------|------------------------------|--------------------------------------------------------|-----------------------------| | | | A. RECISTRATI DENTITION | | | NAME OF BROKER - DEALER: | | | OFFICIAL USE ONLY | | eBX LLC d/b/a Level ATS | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 99 Summer Street, Suite 1700 | | | | | (No. and Street) | | | | Boston | MA | | 02110 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Michael Stupay | (212) 509-7800 | | | | | | | (Area Code - Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | WithumSmith+Brown, PC | | | | | | (Name - if individual, state last, first, middle name) | | | 200 Jefferson Park, Suite 400 | Whippany | NJ | 07981 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | X Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | {2}------------------------------------------------ # **TABLE OF CONTENTS** #### **This report \*\* contains (check all applicable boxes):** - rx] Independent Auditors' Report. - **[x]** Facing Page. - **[x]** Statement of Financial Condition. - l J Statement of Operations. - L J Statement of Changes in Members' Equity. - [ ] Statement of Cash Flows. - [ ] Statement of Changes in Liabilities Subordinated to Claims of General Creditors (not applicable). - r J Computation of Net Capital for Brokers and Dealers Pursuant to Rule l 5c3-1 under the Securities Exchange Act of I 934. - [ ] Computation for Determination of Reserve Requirements for Brokers and Dealers Pursuant to Rule I 5c3-3 under the Securities Exchange Act of 1934. - I l information Relating to the Possession or Control Requirements for Drokers and Dealers Pursuant to Rule l 5c3-3 under the Securities Exchange Act of I 934. - [] A Reconciliation, including appropri…Read the full text as markdown