Full text of EBX LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ | | | | 0MB APPROVAL | | |---------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------|--------------------------------|--| | UNITED ST A TES<br>SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: October 31, 2023 | | | | | | | | | | | | | hours per resoonse 12.00 | | | | | | SEC FILE NUMBER | | | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | | | 8-67145 | | | | | | | | | | FACING PAGE | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGINNING | | | | | | | -----"0'""'l/'""'"0::1 /=20"-----<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF BROKER -<br>DEALER: | | | OFFICIAL USE ONLY | | | eBX LLC d/b/a Level A TS | | | | | | | | | FIRM ID. NO. | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 99 Summer Street Suite 1700<br>(No. and Street) | | | | | | | | | | | Boston<br>(City) | MA<br>(State) | | 02110<br>(Zip Code) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | Michael Stupay | | | (212) 509-7800 | | | | | | (Area Code -<br>Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | WithumSmith+Brown PC | | | | | | (Name - | if individual, state last, first, middle name) | | | | | Whippany | NJ | 07981 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | 200 Jefferson Park, Suite 400<br>CHECK ONE:<br>D | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ba…Read the full text as markdown