Full text of OTR GLOBAL TRADING LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours r res nse ... 12.00 I SEC FILE NUMBER I 8-67147 ## **ANNUAL AUDITED REPORT FORMX-17A-5 PARTW** #### **FACINGPAGE** **Information Required** of Broken and Dealen **Punuant** to Section 17 of the Securities E:s:change Act of 1934 and Rule 17a-S Thereaader | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | __<br>,. 12,,/3 1,<br>/2,<br>0 _<br>_<br>_<br>_<br>MM/DD/YY | |---------------------------------------------------------------------------|-------------------------------------------------|------------|--------------------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-<br>DEALER; | | | | | | | | OFFICIAL USE ONLY | | OTR Global Trading LLC | | | FIRM ID.NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 4 Manhattanville Road | | | | | (No. and Street) | | | | Purchase | NY | | JQ577 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT | | | | | Del Johnson<br>xd!M?ci908-3960 | | | | | | | ( | e -<br>Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | WithumSmith + Brown. PC | | | | (Name - | if individual, state last, :first, middle name) | | | | 200 Jefferson Parle Suite 400 | Whippany | NJ | 07981-1070 | | (Address) | (City) | (State) | (Zip Code) | | CHECKONE: | | | | | [!] Certified Public Acoountant | | | | | D | | | | | Public Accountant | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *•Claims for exemption from the requirement thaJ the anmial report be covered by the opinion of an independent public accountant must be supported* by *a statement of facts and circumstances relied on as the basis/or the exemption. See section 240.J7a-5(e)(2).SEC* 1410 (3•91) {1}------------------------------------------------ # **OTR Global Trading LLC** ## **TABLE OF CONTENTS** #### **This report** \*\* **contains (check all applicable boxes):** - [x] Report of Independent Registered Public Accounting Finn. - [x] Facing Page. - [x] Statement of Financial Condition. - [ ] Statement of Operations. - [ ] Statement of Cash F…Read the full text as markdown