Full text of OTR GLOBAL TRADING LLC's X-17A-5 filed 2023-03-06 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 0MB Number: 3235-0123<br>SECURITIES AND EXCHANGE COMMISSION<br>Exp1 res: Oct. 31, 2023<br>Washington, D.C. 20549<br>Estimated average burden<br>hours per response: 12<br>ANNUAL<br>SEC FILE NU MER<br>REPORTS<br>8-<br>67147<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>__<br>12/31/22<br>AND ENDING<br>_0_1 _/0_1_/2_2<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY<br>MM/DD/VY<br>A. REGISTRANT IDENTIFICATION<br>OTR Global Trading LLC<br>NAME OF FIRM:<br>TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>4 Manhattanville Road<br>(No. and Street)<br>NY<br>10577<br>Purchase<br>(State)<br>(Zip Code)<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(914) 908-3960<br>Del Johnson<br>del.johnson@otrglobal.com<br>(Email Address)<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith+Brow, PC<br>(Name - if individual, state last, first, and middle name)<br>200 Jefferson Park Suite 400 Whippany<br>NJ<br>07981-1070<br>(State)<br>(Zip Code)<br>(City)<br>100<br>10/08/2003<br>(PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY<br>• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | UNITED ST A TES | | | 0MB APPROVAL | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown