Full text of NAVY FEDERAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Navy Federal Investment Services, LLC (An Indirect Wholly Owned Subsidiary of Navy Federal Credit Union) (Sec I.D. No. 8-67161)** > **Statement of Financial Condition December 31, 2023** **Pursuant to Rule 17a-5 of the Securities and Exchange Commission** {1}------------------------------------------------ # **Navy Federal Investment Services, LLC** \$Q,QGLUHFW:KROO\2ZQHG6XEVLGLDU\RI1DY\)HGHUDO&UHGLW8QLRQ **Index December 31, 2023** | | Page(s) | |----------------------------------------------------|---------| | )RUP;\$3DUW,,, | | | 2DWKRU\$IILUPDWLRQ | | | 5HSRUWRI,QGHSHQGHQW5HJLVWHUHG3XEOLF\$FFRXQWLQJ)LUP | | | Financial Statements | | | 6WDWHPHQWRI)LQDQFLDO&RQGLWLRQ | | | 1RWHVWR)LQDQFLDO6WDWHPHQWV | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-67161 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/23 filing for the period beginning 01/01/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Navy Federal Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer [ ] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1007 Electric Avenue | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------| | Vienna | VA | | 22180 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Tim Rosson | 703-255-8289 | timothy rosson@navyfederal.org<br>(Email Address) | | | (Name) | (Area Code - Telephone Number) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Pricewaterhousecoopers, LLP | | | | | 300 Madison Avenue | (Name - if individual, state last, first, and middle name)<br>New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/03 | | 238 | | \* Claims for exemption from the requirement that the annual rep…Read the full text as markdown