Full text of NAVY FEDERAL INVESTMENT SERVICES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 \_AND ENDING\_12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Navy Federal Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [] Security-based swap dealer \_\_\_ | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1007 Electric Avenue (No. and Street) Vienna 22180 VA (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Tim Rosson 703-255-8289 tim rosson@navyfederal.org (Area Code – Telephone Number) (Name) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Crowe LLP (Name - if individual, state last, first, and middle name) NY 10017 New York 485 Lexington Ave Floor 11 (Address) (City) (State) (Zip Code) September 24, 2003 173 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Diane Young | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------------------|------|--|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of Navy Federal Investment Services, LLC | | | | as of | | December 31 | 2025 | | | | id correct. Thurther sweat for affirm partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any accoun…Read the full text as markdown