Full text of ESL INVESTMENT SERVICES, LLC's X-17A-5 filed 2025-02-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: I 2 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-67195 | | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/24** AND ENDING **12/31 /24** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: ESL Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 225 Chestnut St. | | | | | |---------------------------------------------------------------------------|----------------------------------------|-----------------------------------------------------------|-----------------|------------| | | | (No. and Street) | | | | Rochester | | NY | | 14604 | | {City) | | (State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Pascal Roche | 212-751-4422<br>proche@dfppartners.com | | | | | {Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Moss Adams, LLP | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | 805 SW Broadway, Suite 1200 Portland | | | OR | 97205 | | (Address) | | (City) | (State) | (Zip Code) | <sup>659</sup>l" of Reg;,,ca,;,o w;th PCAOB l(;f applicable) **FOR OFFICIAL USE ON Ly** (PCAO **B** R,g;,u,uoc Nombec, if appllca ble) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------  #### **OATH OR AFFIRMA…Read the full text as markdown