Full text of ESL INVESTMENT SERVICES, LLC's X-17A-5 filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>UNITED STATES | hours per response: 12<br>Estimated average burden<br>Expires:<br>0MB Number: 3235--0123<br>0MB APPROVAL<br>Nov.<br>30, 2026 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------| | ANNUAL REPORTS<br>FORM X-17A-5<br>PART<br>Ill | SEC FILE NUMBER<br>8-67195 | | FILING FOR THE PERIOD BEGINNING<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934<br>0 1/01<br>FACING PAGE<br>/25<br>MM/DD/YY<br>AND ENDING 12/31 f | MM/DD/YY<br>25 | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: ESL Investment Services, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>D Security-based swap dealer<br>□ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>225 Chestnut St, | | | (No. and Street) | | | Rochester<br>NY | 14604 | | (City)<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Pascal Roche<br>212-751-4422 | proche@dfppartners.com | | (Name)<br>(Area Code -<br>Telephone Number) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly US, LLP | | | 805 SW Broadway, Suite 1200<br>(Name -<br>if individual, state last, first, and middle name)<br>Portland<br>OR | 97205 | | (Address)<br>(City)<br>659<br>(State) | (Zip Code) | | FOR OFFICIAL USE ONLY | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>CFR 240.17a-5(e)(1)(ii), if applicable.<br>accountant must be supported by a statement of facts and circumstances relied on as the basis…Read the full text as markdown