Full text of M FINANCIAL SECURITIES MARKETING, INC.'s X-17A-5 filed 2024-03-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **M FINANCIAL SECURITIES MARKETING, INC.** (A Wholly Owned Subsidiary of M Financial Holdings Incorporated) Financial Statements and Supplementary Information Pursuant to SEC Rule 17a-5 December 31, 2023 and 2022 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ {2}------------------------------------------------ | Steven Ludwig | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------|--|--|--------------------------------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of M Holdings Securities, Inc. | as of | | 12/31 | | | , 2023 , is true and correct. I further swear (or affirm) that neither the company nor any | | | Signature: | | |-----------------------------------|--| | Title:<br>Chief Complance Officer | | | for lea | SUPER | |----------------|-------| | Mottary Public | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ (A Wholly Owned Subsidiary of M Financial Holdings Incorporated) December 31, 2023 and 2022 # **Table of Contents** | | Page(s) | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements: | | | Statements of Financial Condition | 2 | | Statements of Operations | 3 | | Statements of Changes in Stockholder's Equity | 4 | | Statements of Cash Flows | 5 | | Notes to Financial Statements | 6<br>–<br>11 | | Supplementary Information Pursuant to Rule<br>17a-5 of the Securities Exchange Act of 1934 | | | Schedule<br>I –<br>Computation of Net Capital under Rule<br>15c3-1 of the Securities and Exchange<br>Commission | 13 | | Schedule<br>II –<br>Computation for Determination of Reserve Requirement and Information Relating<br>to Possession or Control Requirements under Rule<br>15c3-3 of the Securities and Exchange<br>Commission | 14 | | | | {4}------------------------------------------------  # **Report of Independent Registered Public Accounting Firm** To the Audit Committee and Board of Directors of M Financial Securities Marketing, Inc. # **Opinion on the Financial Statements**…Read the full text as markdown