Full text of M FINANCIAL SECURITIES MARKETING, INC.'s X-17A-5 filed 2025-03-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **M FINANCIAL SECURITIES MARKETING, INC.** (A Wholly Owned Subsidiary of M Financial Holdings Incorporated) Financial Statements and Supplementary Information Pursuant to SEC Rule 17a-5 December 31, 2024 and 2023 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549 | hours per respense: | 12 | |---------------------|------------------------------------------------------------------------------| | | | | | 0MB Number: 12-35-0123<br>Expires: Nov. 30, 2026<br>Estimated averase burden | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8-67206 | | |-----------------|--| | SEC FILE NUMBER | | OMBAPPROVAt **FACING PAGE** **Information Required** Pursuant **to** Rules **17a-s, 17a-12, and 18a-7 under** the **Securities EKchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01 /24** MM/D0/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: M Financial Securities Marketing, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant "J Check here if respondent is also an OTC derivatives dealer ANDENDING **<sup>1</sup> <sup>2</sup> /31 /24** ADDRESS OF PRINCIPAL PLACE OF BUSIN ESS: (Do not use a P.O. box no.) # 1125 NW Couch Street, Suite 900 | | (No. and Streel) | | | |---------------------------------------------------------------------|---------------------------------------------------------------------------|------------------------------------------|---------------------| | Portland | OR | | 97209 | | (City) | (State) | | (Zip Cod<!) | | PERSON TO CONTACT WITH REGARD TO THIS FILI NG | | | | | Maria Rogers | 503-414-7260 | maria.rogers@mfin.com<br>(Email Address} | | | (Name) | (Area Code - Telephone Number) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | Baker Tilly US, LLP | | | | | | (Name - it individual, state last, first, and middle name)<br>Minneapolis | | | | | (City) | MN<br>(Stat€!) | 55402<br>(Zip Code) | | 225 South Sixth Street, Suite 2300<br>(Address)<br>October 22, 2003 | | 23 | | \* Claims for <?xemptlon from the rnquirement th;,t the annual reports be rovered by the reports of an Independent public <1c.countant must be supported by a statcm!!nt of faet~ and circumstanc<?s r!!lled on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(iil. if applicable.…Read the full text as markdown