Full text of MCAP LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition December 31,2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: · 3235·0123 Expires: August 31,2020 Estimated average burden hours er res onse ..... . 12.00 SEC ALE NUMBER a-67217 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | FACING PAGE | |---------------------------------------------------------------------------| | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNTNG _<br>_ | __<br>0_1f_0_1_/1_9 | __<br>AND ENDING _ | __<br>__<br>1_2_f3_1_/1_9<br>_ | |------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------|--------------------------------------------------| | | MMJDDNY | | MMIDDNY | | | A. REGISTRANT IDENTIFICATION | | | | MCAP LLC<br>NAME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1633 Broadway, 28th Floor | | | FIRM 1.0. NO. | | | (No. and Street} | | | | New York | NY | | 10019 | | (City) | (State} | | (Zip Code} | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Gregory V. Mullen | | | (212) 607-8183<br>(Area Code - Telephone Number} | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Liggett & Webb, P.A. | | | | | (Name - if individual. state last, first, middle name) | | | | 1901 S. Congress Ave., Suite 110 | Boynton Beach | FL | 33426 | | (Address} | (City) | (State} | (Zip Code) | | CHECK ONE: | | | | | It/ I<br>Certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently v…Read the full text as markdown