Full text of MCAP LLC's X-17A-5 filed 2022-03-18 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **Statement of Financial Condition December 31, 2021** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123 | |---------------------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | ## ANNUAL REPORTS FORM X-17A-5 PART III | | SE LIFE NUMIDEN | | |--|-----------------|--| | | | | | | 8-67217 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |---------------------------------|----------|------------|----------| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: MCAP LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | | Security-based swap dealer | | | Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------|--| | New York | NY | | 10019 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Gregory V. Mullen | (212) 607-8183 | | gmullen@mcapmarkets.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Liggett & Webb, P.A. | (Name - if individual, state last, first, and middle name) | | | | | 1901 S. Congress Avenue, Suite 110 Boynton Beach | | FL | 33426 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003 | | 287 | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRM…Read the full text as markdown