Full text of S. GOLDMAN ADVISORS, LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **S. GOLDMAN ADVISORS, LLC STATEMENT OF FINANCIAL CONDITION FOR YEAR-END DECEMBER 31, 2021** *Filed in accordance with rule 17a-5(e)(3) as a PUBLIC DOCUMENT* {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | # sec file number 8-67229 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | Filing for the period beginning 01/01/2021 | AND ENDING 12/31/2021 | |--|--------------------------------------------|-----------------------| |--|--------------------------------------------|-----------------------| MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OFFIRM: S Goldman Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): ള Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 599 Lexington Avenue, Floor 35A | | | (No. and Street) | | | | | |--------------------------------------------------------------------------------------------|--|--------------------------------|--------------------------------------------|----------------------------------|--|--| | New York | | New York | | 10022 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Gerald Jaeger | | 212-404-5732 | | gerry.jaeger@goldmanadvisors.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Michael Coglianese CPA, P.C.<br>(Name - if individual, state last, first, and middle name) | | | | | | | | 125 E. Lake Street, Suite 303 Bloomingdale | | | Illinois 60108 | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | 10/20/09 | | | 3874 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i…Read the full text as markdown