Full text of S. GOLDMAN ADVISORS, LLC's X-17A-5 filed 2024-03-06 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **S. GOLDMAN ADVISORS, LLC STATEMENT OF FINANCIAL CONDITION FOR YEAR-END DECEMBER 31, 2023** *Filed in accordance with rule 17a-5(e)(3) as a PUBLIC DOCUMENT* {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | # FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-67229 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2023 FILING FOR THE PERIOD BEGINNING 01/01/2023 mm/dd/yy MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: S Goldman Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): O Broker-dealer C Security-based swap dealer □ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 599 Lexington Avenue, Floor 35A (No. and Street) New York New York 10022 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Gerald Jaeger 212-404-5732 gerry.jaeger@goldmanadvisors.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Michael Coglianese CPA, P.C. (Name - if individual, state last, first, and middle name) 125 E. Lake Street, Suite 303 Bloomingdale | Illinois 60108 (Address) (City) (State) (Zip Code) 10/20/09 3874 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Sheldon Goldman | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |-----------------|--|--|-------------------------------------------------------------------|-…Read the full text as markdown