Full text of BRIDGEWATER JAMES LIMITED, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BRIDGEWATER JAMES LIMITED, LLC # FINANCIAL STATEMENTS TOGETHER WITH SUPPORTING SCHEDULES AND AUDITORS' REPORT DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | Washington, D.C. 20549 | | Estimated average burden | | | | | hours per response:<br>12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-67293 | | | PART Ill | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING | January 1, 2022 | __ | AND ENDING December 31, 2022 | | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | Bridgewater James Limited, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Qg Broker-dealer | • Security-based swap dealer | | • Major security-based swap participant | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 15 Bayview Avenue | | | | | | (No. and Street) | | | | Belvedere | CA | | 94920 | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William Bennington | 415 602-7001 | | wbennington@bridgewaterjames.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Cropper Accountancy Corporation | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2700 Ygnacio Valley Road Ste. 270 | Walnut Creek | CA | 94598 | | (Address) | (City) | (State) | (Zip Code) | | l" | | | | | of Regi,tcatioa with PCAOBJ(lf applicable I | | | (PCAOB Regi,tratioa N,mbe,, • applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances rel…Read the full text as markdown