BRIDGEWATER JAMES LIMITED, LLC X-17A-5 (2025-03-26) — Broker-dealer annual report

Full text of BRIDGEWATER JAMES LIMITED, LLC's X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # BRIDGEWATER JAMES LIMITED, LLC FINANCIAL STATEMENTS TOGETHER WITH SUPPORTING SCHEDULES AND AUDITORS' REPORT DECEMBER 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMBER 8-67293 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2024 AND ENDING December 31, 2024 MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Bridgewater James Limited, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF **BUSINESS:** (Do not use a P.O. box no.) 15 Bayview Avenue | | (No. and Street) | | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------|--| | Belvedere | CA | | 94920 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | William Bennington | 415 602-7001 | | wbennington@bridgewaterjames.com | | | {Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Cropper Accountancy Corporation | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2700 Ygnacio Valley Road Ste. 270 | __ Walnut Creek | CA | 94598 | | | {Address) | (City) | (State) | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24O.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to re…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)