Full text of ADVANCED ADVISOR GROUP, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Limited Liability Company) Cambridge, Minnesota FINANCIAL STATEMENTS Including Report of Independent Registered Public Accounting Firm As of and for the Year Ended December 31, 2022 {1}------------------------------------------------ ## UNITED STATES SECURmES AND EXCHANGE COMMISSION **Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB Number: 3235-0123 | | | | |---------------------------|--|--|--| | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | hours per response:<br>12 | | | | | | | | | | SEC FILE NUMBER | | | | | | | | | | 8-67313 | | | | 0MB APPROVAL **FACING PAGE** | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------| | FILIN.G FOR THE PERIOD BEGINNING 01 /01 /22 | | 12/31 /22<br>AND ENDING | | | MM/DD/VY | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Advanced Advisor Group, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here If respondent is also an OTC derivatives dealer<br>1995 E Rum River Dr S | O Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 0 Major security-based swap participant | | | (No. and Street) | | | Cambridge | MN | 55008 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Dorothy Fuller | 763-552-6048 | dorothyf@efsadvisors.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Maner Costerisan | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|--------|---------|------------|--|--| | 2425 E Grand River Ave Ste 1 Lansing | | Ml | 48912 | | | | (Address) | (City) | (State) | (Zip Code) | | | | (Date of Re lstratlon with PCAOB If a<br>licable | | PCAOB Re lstratlon Number, If a<br>licable) | |--------------------------------------------------|-----------------------|--------------------------------------------…Read the full text as markdown