Full text of ADVANCED ADVISOR GROUP, LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Limited Liability Company) Cambridge, Minnesota FINANCIAL STATEMENTS Including Report of Independent Registered Public Accounting Firm As of and for the Year Ended December 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB Number: 3235-0123 Expires: **NOii.** 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-67313 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 188-7 under the Securities Exchange Act** of 1934 FILING FOR THE PERIOD **BEGINNING O 1/01 /25** AND ENDING **12/31/2025** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Advanced Advisor Group, LLC TYPE OF **REGISTRANT (check all applicable boxes}:** ~ **Broker-dealer** D **Security-based swap dealer** D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF **PRINCIPAL PLACE OF BUSINESS: (Do not use a** P.O. box no.) # 1995 E Rum River Dr S | | (No. and Street) | | | |-------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------|-------------------------------------------| | Cambridge | MN | | 55008 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dorothy Fuller | 763-552-6048 | dorothyf@efsadvisors.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Rodefer Moss | | | | | | (Name - if individual, state last, first, and middle name) | | | | 608 Mabry Hood Rd Ste 300 | Knoxville | TN | 37932 | | (Address) | (City) | (State) | (Zip Code) | | | | 910 | | | (Date of Remstration with PCA0B)(if applicable) | | | (PCA0B Re~istration Number if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | • daims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. Persons **who are** to respond to the collection of Information contained In this form are not required to **respond** unless…Read the full text as markdown