Full text of TREASURY BROKERAGE's X-17A-5/A filed 2023-06-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 8-67345 SEC FILE NUMBER Expires: Oct. 31, 2023 # ANNUAL REPORTS FORM X-17A-5 PART III | FILING FOR THE PERIOD BEGINNING | 01/01/22 | | AND ENDING | 12/31/22 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|------------------------|--| | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: TREASURY BROKERAGE, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | L Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 648 MENLO AVENUE, SUITE 2 | | (No. and Street) | | | | | | MENLO PARK | CA | | | 94025 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | CELESTE MOYE | 415-672-0559 | | | | CELESTECPA@COMCAST.NET | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | BRIAN W. ANSON, CPA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 18455 BURBANK BLVD., SUITE 404 TARZANA | | | | CA | 91356 | | | (Address) | (City) | | (State) | | (Zip Code) | | | 9/15/2005 | | | 2370 | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION ARON CHAZEN swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TREASURY BROKERAGE LLC as of DECEMBER 31 2 022 , is true and correct. I further swear (or…Read the full text as markdown