Full text of TREASURY BROKERAGE's X-17A-5 filed 2024-02-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-67345 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------|------|------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | | 01/01/23<br>AND ENDING<br>MM/DD/YY | | | 12/31/23 | | | | | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: TREASURY BROKERAGE, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 648 MENLO AVENUE, SUITE 2 | | | | | | | | | | (No. and Street) | | | | | | MENLO PARK | | CA | | | 94025 | | | 1 (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | CELESTE MOYE | | 415-672-0559 | | CELESTECPA@COMCAST.NET | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | BRIAN W. ANSON, CPA | | | | | | | | 18455 BURBANK BLVD., SUITE 404 TARZANA | (Name - if individual, state last, first, and middle name) | | | CA | 91356 | | | (Address) | (City) | | | (State) | (Zip Code) | | | 09/15/2005 | | | 2370 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collecti…Read the full text as markdown