Full text of PAF SECURITIES, LLC's X-17A-5 filed 2020-02-18 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** | | SEC FILE NUMBER | |----|-----------------| | 8- | 67348 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>__<br>0_1_/0_1 /_2_0_1 _9 | AND ENDING | __<br>1_2_/3_1_/2_0_1_9 | ___<br>_ | |-------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|-------------------------|--------------------------------| | | MM/DD/YY | | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: PAF Securities, LLC | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D. NO. | | | 601 Brickell Key Drive, Suite 604 | | | | | | | (No. and Street) | | | | | Miami | Florida | | 33131 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>George P. E. Ten Pow | | | 305-577-9799 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Kabat, Schertzer, De La Torre,Taraboulos & Co. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9300 S. Dadeland Blvd, Suite 600 | Miami | | Florida | 33156 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | I./ I<br>Certified Public Accountant | | | | | | DPublic Accountant | | | | | | DAccountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}----------------------------------------…Read the full text as markdown