Full text of PAF SECURITIES, LLC's X-17A-5 filed 2021-02-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-67348 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>o_1_I_0_1I_2_0_2_o<br>MM/DD/YY | __<br>AND ENDING | __<br>___<br>_<br>1_2_/3_1_/_2_02_0<br>MM/DD/YY | | | | | |-------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------|--------------------------------------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF BROKER-DEALER: PAF Securities, LLC | | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | | | 601 Brickell Key Drive, Suite 604 | | | | | | | | | | (No. and Street) | | | | | | | | Miami | Florida | | 33131 | | | | | | (City) | (State) | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>George P. E. Ten Pow | | | (305) 924-7748<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | Kabat, Schertzer, De La Torre,Taraboulos & Co. | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 9300 S. Dadeland Blvd, Suite 600 | Miami | Florida | 33156 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | CHECK ONE: | | | | | | | | | I<br>✓<br>certified Public Accountant | | | | | | | | | Public Accountant | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claim~ for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained** in **th…Read the full text as markdown