XMS CAPITAL PARTNERS, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of XMS CAPITAL PARTNERS, LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: XMS CAPITAL PARTNERS, LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001383997-17-000003
• CIK: 1383997
• File #: 8-67502
• Material weakness: No
• Auditor: DeMarco Sciaccotta Wilkens & Dunleavy, LLP
• Auditor location: Frankfort, IL
• Contact: Nicole Duddleston
• Phone: 312-262-5647
• Signed by: Theodore Brombach (Managing Partner)

Document text (excerpt)

X-17A-5 0001383997 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N XMS CAPITAL PARTNERS, LLC 321 N CLARK STREET SUITE 2440 CHICAGO IL 60654 Nicole Duddleston 312-262-5647 DeMarco Sciaccotta Wilkens & Dunleavy, LLP 9645 Lincolnway Lane, Suite 214A Frankfort IL 60423 Certified Public Accountant Theodore Brombach XMS CAPITAL PARTNERS, LLC 12-31-2016 Theodore Brombach Managing Partner Y

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• X-17A-5 — 2020-02-27
• X-17A-5/A — 2019-03-01
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-27
• X-17A-5 — 2016-02-24
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-26

Original filing on SEC EDGAR (source of record)