Full text of XMS CAPITAL PARTNERS, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PURSUANT TO RULE 17a-5 DECEMBER 31, 2018 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | 0MB APPROVAL | | | | | |----------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average buroen | | | | | | hours per response .12.00 | | | | | SEC File Number 8-67502 Firm ID No. ## **FACING PAGE** ## **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** Report for the period beginning 01/01/18 and ending 12/31/18 # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: Official Use Only XMS Capital Partners, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS (Do not use P.O. Box No.): 321 N. Clark Street, Suite 2440 (No. and Street) Chicago y) Illinois (Stetel 60654 **(Zlp Codl)** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT: Theodore Brombach (312) 262-5642 **(Area** Code - Telephone No.) # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* DeMarco Sciaccotta Wilkens & Dunleaw, LLP (Name - If individual, state last. firsr. middle name) ## 9645 Lincolnway Lane, Suite 214A (No. and Street) Frankfort IOlty) Illinois **!SUll'.lll** 60423 (Zip Code) CHECK ONE: § Certified Public Accountant Public Accountant Accountant, not resident in United States or any of its possessions ## FOR OFFICAL USE ONLY • Claims for exemption from the requirement that the annual report covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17a-5(e)(2) {2}------------------------------------------------ # **OATH OR AFFIRMATION** I, **Theodore Brombach,** swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statement and supporting schedules pertaining to the firm of XMS Capital Partners, LLC, as of December 31, 2018, are true and correct. I further swear (or affirm) that neither the Company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of…Read the full text as markdown