Full text of LOCKEBRIDGE PARTNERS, INC.'s X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ho # ANNUAL REPORTS FORM X-17A-5 PART III | 12<br>urs per response: | | | | | | |-------------------------|-----------------|--|--|--|--| | | SEC FILE NUMBER | | | | | | | 8-67533 | | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | |------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: LockeBridge Partners, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>(& Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1 Van de Graaff Drive, Ste 201 | | | | | | (No. and Street) | | | | Burlington | MA | | 01803 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Scott Waxler | 978-764-0727 | | swaxler(a)lockebridge.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Tuttle & Bond, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1928 Jackson Lane | China Spring | TX | 76633 | | (Address) | (City) | | (State)<br>(Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### QATH OR AFFIRMATION ####…Read the full text as markdown