Full text of LOCKEBRIDGE PARTNERS, INC.'s X-17A-5 filed 2023-02-09 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-67533 | | **PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_1\_/0\_1\_/2\_2 \_\_\_\_ AND ENDING \_\_ I\_2/\_3\_1\_/ 2\_2 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: LockeBridge Partners, Inc. TYPE OF REGISTRANT (check all applicable boxes): !Kl Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Tradecenter, Suite G-700, 100 (No. and Street) \Yoburn MA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 01801 (Zip Code) Scott Waxler 978-764-0727 swaxler@lockebridge.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Tuttle & Bond, PLLC 2954 Goehmann Lane (Address) 03/ 19/2019 (Name - if individual, state last, first, and middle name) Fredericksburg (City) **FOR OFFICIAL USE ONLY** TX (State) 6543 78624 (Zip Code) **(PCAOB R,g;ma,;o, N"mbe,,** ;r **applkable(** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** .• .. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Scott Waxler<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------…Read the full text as markdown