Full text of HATTERAS CAPITAL DISTRIBUTORS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burde<sup>n</sup> hours per response 12.00 ### ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | 8-67555 | FACING PAGE Information Requir<sup>e</sup>d of Brok<sup>e</sup>rs and Deal<sup>e</sup>rs Pursuant to S<sup>e</sup>ction 17 of th<sup>e</sup> S<sup>e</sup>cu<sup>r</sup>iti<sup>e</sup>s Ex<sup>c</sup>hange Act of 1934 and Rule 17<sup>a</sup>-5 Th<sup>e</sup>reu<sup>n</sup>d<sup>e</sup><sup>r</sup> | REPORT FOR THE PERIOD BEGINNING 1 | /1<br>/2019 | AND ENDING 12/31 | /2019 | |--------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|------------------|--------------------------------| | | MM/DDiYY | | ---<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME or BROKER-DEALER: Hatteras | Capital<br>Distributors, | LLC | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 851<br>O<br>Colonnade<br>Center<br>Drive, | Suite<br>150 | | | | | (No. and Street) | | | | IRalemt<br>, | | | 27615 | | (City) | (Slate) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_r-' c pa;_p<br>Wiiiiam<br>_s _ ------- | _ | | (404) 579-0747 | | | B. ACCOUNT ANT IDENTIFICATION | | (Area Code - Telephone Number) | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report" | | | | | &<br>Goldman<br>Company<br>CPAs<br>. P.<br>, | C | | | | | (Name -- if individual, state last, first, middle name) | | | | Roswell<br>Road,<br>Suite<br>3535 | Marietta<br>32 | GA | 30062 | | (Address) | (City) | (Stale) | (Zip Code) | | CHECK ONE: | | | | | jv'!ccrtificd Public<br>Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE·ONLY | | | | | | | | | | | | | | | | | | *"Claimsfor exemption from th<sup>e</sup>requirement that the <sup>a</sup>111111al report be covered by the opinion of an independent public accountan<sup>t</sup> <sup>m</sup>ust b<sup>e</sup>supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240. /7<sup>a</sup>-5(e)(2)* > Potential persons who are…Read the full text as markdown