Full text of HATTERAS CAPITAL DISTRIBUTORS, LLC's X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Hatteras Capital Diatributors, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer [] Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8510 Colonnade Center Drive, Suite 150 (No. and Street) Raleigh (City) PERSON TO CONTACT WITH REGARD TO THIS FILING NC (State) 27615 (Zip Code) Angela Hajek (Name) 678-679-8640 (Area Code - Telephone Number) **8. ACCOUNTANT IDENTIFICATION** (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Goldman & Company, CPA's. P. C. 3535 Roswell Road (Address) Merietta (City) GA (State) 30062 (Zip Code) (Name --if individual, state last, first, and middle name) rte of **Registration** with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY (PCAOB Registration Number, if applicable)** Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** I {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, David B/ Perkins | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------|---------------------------------------------------------------------| |---------------------|---------------------------------------------------------------------| financial report pertaining to the firm of Hatteras Capital Distributors, LLC as of **12/31** 202, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equival…Read the full text as markdown