Full text of DREXEL HAMILTON, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours r res onse ...... 12.00 0MB APPROVAL SEC FILE NUMBER B-67576 OFFICIAL USE ONLY FIRM I.D. NO. ### **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/2020** AND ENDING **12/31/2020** ----------- MM/DD/YY MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: DREXEL HAMILTON, LLC ADDRESS OF PRINCIPAL PLACE OF B!JSINESS: (Do not use P.O. Box No.) #### 77 WATER STREET, SUITE 2Q1 (No. and Street) NEW YORK NY (City) (State) 10005 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT 646-930-1906 MICHAEL T MARRONE (Area Code - Telephone Number) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* RAINES FISCHER, LLP (Name - if *individual. state last, first. middle name)* | 555 FIFTH AVENUE SUITE 901 | NEW YORK | NY | 10017 | |----------------------------|----------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | !certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained** In **this form are not required to respond** unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, ANTHONY FELICE , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of DREXEL HAMIL TON, LLC --=-:=-=-~=--==-::--:--------------------------------\_\_\_:\_ \_\_\_ -+-\_ , as of DECEMBER 31 20 20 are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in…Read the full text as markdown