Full text of DREXEL HAMILTON, LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | 0MB APPROVAL | | | |-----------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|---------------------|--------------------|-----------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | 0MB Number, 3235-0123<br>Expires: Oct, 31, 2023<br>Est i mated aver age bu rd en | | | | | | | | | | | | | | | | hours per response:<br>12 | | | | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-67576 | | | | | | PART Ill | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities EKchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING 01101122 | ---------- | AND ENDING 12131122 | | ---------- | | | | | MM/DO/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM: DREXEL HAMIL TON, LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT {check all applicable boxes): | | | | | | | | iii Broker-dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 77 WATER STREET, SUITE 201 | | | | | | | | | (No. and Street) | | | | | | | NEW YORK | NY | | 10005 | | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | MICHAEL T MARRONE | 646-930-1906 | | MMARRONE@DREXELHAM | | | | | (Name} | (Area Code -Telephone Number) | | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | RAINES FISCHER, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 555 FIFTH AVENUE SUITE 901 | NEW YORK | NY | | 10017 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 11/05/2009 | | 3760 | | | | | | r•<br>of R.,.;,trat;.,, with PCAOB)(ff •Pl'l<able) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | "'Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown