Full text of EHCP CORPORATE FINANCE, LLC's X-17A-5 filed 2020-02-14 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ l!Nrn:DST A TES S[Cl "RllTtSA~l) E.XCR o\.~GECOM~OSSION Wa5~i•&toa. D.C. 10549 | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | | OMS APPROVAL | | | | |------------------------|---------------------------|--|--| | OMS Number. | 323~123 | | | | Exp ~ | August 31,2020 | | | | Est nvt~ aver~g~ burdM | | | | | | hoursper,~--····· · 12.00 | | | | | | | | | SEC FILE NUMBER | |-----------------| | 8-67638 | FACL"\G PAGE bfonaatioa Required o-f Broken and Dealen Punuant to Sectioa 17 of the | MM "'[){)IY Y | | ------------------<br>MMIDDIYY | | |------------------------------------------------------------------------|--------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | X-\\IE oF BROKER-DE.-\LER. EHCP Corporate Finance, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF Pw;CIPAL PL.t.CE OF BUSJJI-"'ESS· (Do DOt usc P.O. Box No.) | | FIRM 1.0. NO. | | | 3350 Riverwood Parkway, Suite 2150 | | | | | (So aDd Scrftt) | | | | | GA | | 30339 | | | (Stat£) | | (Zip Code) | | | | | (Aru Cod!: - Tckpbonc Number) | | | | | | | | | | | | | | | | | | | | | | | | | | | | 'ZTZ7 Paces Ferry Rd SE. &ita 2-1680 Atlanta | GA | 30339 | | | | ~) | {Zip Code) | | | | | | | | | | | | | | | | | | | | | | | :\ccoun1mt DOl re:sidan iD United States CJt &Dy rX its possessions. | | | | | | | | | | | | | | | FOR omCIAL USE ONLY | | | | | | | I | | | | | | | | | 'R.EPORT FOR THE PERIOD BEG!m.'DCGQ1/01/19 | S«urities Exc\aage Ac:t of 1934 and Rule 17a-5 Thereunder<br>AND ENDING 12/31/19<br>~ REGISTR.\~T IDE~TIFICA TION<br>K"-.\IE ·"-''D TE.LEPHO~"E ~l.'}.ffiER. OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOl~IA YI IDE~IIFICA TIO:S<br>lu'lT .t~ opinioo is contained in this Report• | | *..st t.* ~by *o* SIOlDiftnfl of jocu *t6td* ciTC'IIIJt.SIOitaJ *n/Ud* Oft *as 1M* basis for *tht ae"'f''iOII. Sn* ~lion *240.17o-5(t){2)* Pot.ntllll pereone who .,. to r..pond to the cotlecUon of Information eontalned In thlafonn are not required to ret pond unJeu tneformdiaP'aya acurrenUyvaUd OMB con~ num!>er. SEC 1410 (06-02) {1}------------------------------------------------ | \\\\' ~1\\ \\lt,l)t~ ftllll 11t'lltt' Ch(l '''<br>tt, II…Read the full text as markdown