Full text of EHCP CORPORATE FINANCE, LLC's X-17A-5 filed 2023-02-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | |--------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------| | | 0MB APPROVAL | | SECURITIES AND EXCHANGE COMMISSION | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | Washington, D.C. 20549 | Estimated average burden | | | hours per response: 12 | | ANNUAL REPORTS | SEC FILE NUMBER | | FORM X-17A-5 | 8-67638 | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01 /01 /22 | AND ENDING 12/31 /22 | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM : EHCP Corporate Finance, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | D Security-based swap dealer<br>I!!! Brnker-dealer | D Major security-based swap participant | | 0 Check here if respondent is also an OTC derivatives dealer | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3350 Riverwood Parkway, Suite 2150 | | | (No. and Street) | | | GA<br>Atlanta | 30339 | | (State)<br>(City) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | 404-890-7703<br>Todd Watkins | twatkins@edgehcp.com | | (Area Code -Telephone Number)<br>(Name) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | RUBIO CPA, PC | | | (Name - if individual, state last, first, and middle name)<br>3500 Lenox Road NE, Suite 1500 Atlanta | | | | GA<br>30326 | | | (State)<br>(Zip Code) | | (Address)<br>(City) | | | 5/5/09 | 3514 | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Rel!istration Number, If applicable) | | FOR OFFICIAL USE ONLY | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l)(ii), If applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, J. Todd Watkins swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of EHCP Corporate Finance, LLC as of December 31 2~ is…Read the full text as markdown