CARL MARKS SECURITIES LLC X-17A-5 (2017-02-24) — Broker-dealer annual report

Full text of CARL MARKS SECURITIES LLC's X-17A-5 filed 2017-02-24 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CARL MARKS SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-02-24
• Period: 2016-12-31
• Accession: 0001399878-17-000002
• CIK: 1399878
• File #: 8-67642
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: New York, NY
• Contact: Robert Speer
• Phone: 212-909-8432
• Signed by: Robert Speer (CFO)

Document text (excerpt)

X-17A-5 0001399878 XXXXXXXX 008-67642 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer N CARL MARKS SECURITIES LLC 900 THIRD AVENUE, 33RD FLOOR NEW YORK NY 10022 Robert Speer 212-909-8432 EisnerAmper LLP 750 Third Ave. New York NY 10017 Certified Public Accountant Robert Speer CARL MARKS SECURITIES LLC 12-31-2016 Robert Speer CFO Y

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Original filing on SEC EDGAR (source of record)