Full text of GLOBAL FRONTERA MARKETS INC.'s X-17A-5 filed 2021-06-01 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM MARCH 31 , 2021 {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 4/0<br>1/2020 | AND ENDING | 3/31/2021 | | | |-------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|------------|--------------------------------|--|--| | | MM/DDNY | | MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALERS: Global Frontera Markets Inc. | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>575 Lexington Avenue, 12m Floor | | | FIRM I.D. NO. | | | | | (No. and Street) | | | | | | New York | NY | | 10022 | | | | (City)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | (State) | | (Zip Code) | | | | Felix Abu | | | 212-551-3490 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | WithumSmith+Brown PC | | | | | | | | (Name- ifindfridual, stare las1,firsr, middle name) | | | | | | 1411 Broadway, 9th Floor<br>New York | | NY | 10018-3496 | | | | (City)<br>(Address) | | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountants<br>£8l<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | |-----------------------| | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis f or the exemption. See Section 240.* J *7a-5(e)(2)* Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB SEC 1410 { 11-05) control number. 0 MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated…Read the full text as markdown