Full text of GLOBAL FRONTERA MARKETS INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ | | UNITED STATES | | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------|-------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | | Washington, D.C. 20549 | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response…<br>12 | | | | ANNUAL<br>REPORTS | | | | | FORM<br>X-17A-5 | | | SEC FILE NUMBER | | | | PART III | | 8-67668 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2023 | AND ENDING | 12/31/2023 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Global Frontera Markets Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ☒Broker-dealer | ☐Security-based swap<br>dealer | ☐Major security-based swap participant | | | | ☐ | Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 575 Lexington Avenue, 12th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Phyllis Chin | 212-751-4422 | | phyllis.chin@globalfronteramarketsinc.com | | | | (Area Code – Telephone Number) | | (Email Address) | | | (Name) | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | WithumSmith+Brown, PC | | | | | | | (Name – if individual, state last, first, middle name) | | | | | th Floor<br>1411 Broadway, 9 | New York | NY | 10018-3496 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003 | | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | O \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on…Read the full text as markdown