Full text of XR SECURITIES LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2020 Flied as PUBLIC Information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ lJNlTEDSTA'IF.S SECIJRITIESANDEXCRANGECOMMJSSION Wublngton, D.C. 20549 ANNUAL AUDITED REPORT **FORM** X-17A-5 **PART** Ill 0MB APPROVAL 0MB Number. 3235-0123 &plres: oetober 31, 2023 Estimated average burden hours- ..... 12.00 > SEC FILE NUMBER &-67724 **FACING PACE Informatio**• **Required of Brokers and Dealers Panuant to Section** 17 **oftbe Securities Exchange Act of 1'34 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNINa01/01/20 | | AND ENDJNa._1_21_3_1_/2_0 | ____<br>_ | | |-----------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------------|---------------------------------|--| | | MM/DDIYY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: XR Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRJNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 550 West Jackson Blvd., Suite 1000 | | | | | | | (No. lad Stfnt) | | | | | Chicago | IL | | 60661 | | | (City) | (State) | | (ZlpCode) | | | NAME AND TELEPHONE NUMBER. OF PERSON TO CONTACT IN REGARD TO THlS REPOR.T | | | 312-244-4600 | | | MatltNlw HanlbLtrda | | | (Area Code - Telcpllcma Number) | | | | B, ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is containcrd in thia Report•<br>RSM US LLP | | | | | | | (Name - If hu/t11hhu,I, ~tat11 wt, Jlnt. •lddl,: name) | | | | | Ona South Wacker Drive. Sult& BOD | Chicago | IL | 60606 | | | (Addml) | (City) | (Stale) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | §<br>Accountant not resident in Unitc:d States or any or its possessions, | | | | | | | FOR OFFICIAL USIE ONLJ | | | | | | | | | | | | | | | | | | | | | | *-Claims far cumptlonfra,n the* r,qulrt1nffll *that the annual rtparl be* cavued *by the opinion of an intkpend1111 public aa:a1111tant must be supported by a statement of facts* and *cU'CWJIStanca* nl~d *an as the basis/or the ampllon. See s«tlon 240.J7a•5(e)(2)* > Potential p•raona who are ta rupond to the oollectlan of lnformadan contained In tbl1 farm are not required to rupond uni ... the form dlaplaya a currantlyvalld OMBcontral number. SEC…Read the full text as markdown