Full text of XR SECURITIES LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2022 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | 8-67724 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>___<br>0_1_I0_1_f_22 | AND ENDING | __<br>___ 1<br>_2_!3_1_!_22<br>_ | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------|----------------------------------------------------------------------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM : __<br>X_R_S_e_c_u_r_it_ie_s_L_L_C | | | ________________<br>_ | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>• Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 550 West Jackson Blvd. | , Suite 1000 | | | | | | | | | (No. and Street) | | | | | | | | Chicago | IL | | 60661 | | | | | | {City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Matthew Haraburda | 312-244-4500 | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fi ling*<br>RSM US LLP | | | | | | | | | | (Name - if individual, stat e last, first, and middle name) | | | | | | | | 30 South Wacker Drive, Suite 3300 Chicago | | IL | 60606 | | | | | | (Address) | (City) | (St ate) | (Zip Code) | | | | | | 09/24/2003 | | PCAOB #49 | | | | | | | rt• of Reg;stratroo w;th PCAOB)(;f app…Read the full text as markdown