Full text of GENERATIONAL CAPITAL MARKETS INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMBER **8-67761** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2021 12/31/2021** FILING FOR THE PERIOD **BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** Generational Capital Markets, Inc. NAME OF FIRM:------------------------------ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3400 N. Central Expressway, Suite 100 Richardson (City) (No. and Street) Texas (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 75080 (Zip Code) Don Sterling (214) 226-7507 d.sterling@sbcglobal.net (Name) (Area Code -Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Brad A. Kinder, CPA (Name - if individual, state last, first, and middle name) 815 Parker Square Flower Mound Texas 75028 | (Address) | (City) | (State) | (Zip Code) | |-------------------------------------------|-----------------------|---------|------------| | r•<br>October 20, 2003 | | 641 | | | of Regf>l<aUoo with PCAOB)llf appli<able) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Brenen Hofstadter | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------------------|--------------------------------------------…Read the full text as markdown