Full text of GENERATIONAL CAPITAL MARKETS INC.'s X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDISTATES Se Nuteerses01as SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden # ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-67761 PART Ill | hours per response:<br>12 | |---------------------------| | | | | | | | | FACING PAGE | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FoR THE PERIOD Becinninc 01/01/2023<br>12/31/2023<br>ann ennine | | | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | name of cirm: @enerational | Markets,<br>Capital | Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[=] Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>CO | CL] Security-based swap dealer | | C1] Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3400<br>Central<br>N. | Expwy Ste.<br>100 | | | | | | | (No. and Street) | | | | | | Richardson | TX | 75080 | | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Don<br>Sterling | 214-226-7507 | | d.sterling@sbcglobal.net | | | | (Name) | (Area Code — Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | CPA<br>Brad A.<br>Kinder, | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name -— if individual, state last, first, and middle name) | | | | | | Parker Square<br>815 | Flower Mound | TX | 75028 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | 643 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are…Read the full text as markdown