Full text of ABERDEEN FUND DISTRIBUTORS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Schedules December 31, 2019 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMS APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oerresoonse ••.••• 12.00 # **ANNUAL AUDITED REPORT FORM X·17A·5 PARTlll** | SEC FILE NUMBER | | |-----------------|--| | s-67799 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | 12/31/2019<br>AND ENDING ·~~~~~~~~~~ | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|--------------------------------------|--------------------------------| | | MMIDDIYY | | MMIDDIYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Aberdeen Fund Distributors, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1735 Market Street, 32 Floor | | | OFFICIAL USE ONLY | | | | | FIRM 1.0. NO. | | | (No, and Street) | | | | Philadelphia | PA | 19103 | | | | (Stole) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mickey Janvier 215"405·2416 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>KPMGLLP<br>1601 Market Street | {Name ~if indil•idua/, state /as1, first, middle name)<br>Philadelphia | PA | 19103-2499 | | (Address) | (City) | (Stole) | (Zip Code) | | | | | | | CHECK ONE: | | | | | l/'lcertified Public Accountant | | | | | Public Accountant | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *•c/aims for e.umptio11from the requirement that the an1111al report be covered by the opillion of an independent public acco11111ant must be supported by a statement offac/£ and circumstances relied 011 as the basis for the exemption. See Section 240./7a-5(e){2)* > Potential persons who are to respond to the collecUon of Information contained In this form are not required to respond unless the form di splays a…Read the full text as markdown