Full text of ABERDEEN FUND DISTRIBUTORS, LLC's X-17A-5 filed 2022-03-10 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Schedules December 31, 2021 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ **UNITED .STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PARTIII | | OM9APPRC'\\1At | | | | | |--------------------------|--|--|--|--| | 0MB Numb~r: 3235 0123 | | | | | | Expire5 Oct. 31. 2023 | | | | | | Estimated average burden | | | | | | hours pette\$ponse. 12 | | | | | SEC FllE NUMBfR 8-67799 | Information Required Punuant to RulH l7a-5, l7a-l2. and 18a-7 under the Securities Elcchange Act of 1934 | | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------|----------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/_2_0_2_1 | | __ | | __<br>AND ENDING _1_2_/3_1_/_20_2_1 | | | | | MM/00/YY | | MM/00/'('Y | | | | | A. REGISTRANT IDENTIFICATION | | | | | __<br>NAME oF FIRM: | | A_b_e_r_d_e_e_n_F_u_n_d_D_is_tr_ib_u_t_o_rs_,_L_L_C | | _______<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>!!I Broker-dealer<br>:::J Check here if respondent is also an OTC derivatiYes dealer | :I Security-based swap dealer | | | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1900 Market Street, Suite 200 | | | | | | | | | (No and Street) | | | | | Philadelphia | | PA | | 19103 | | | (Oty) | | (State) | | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mickey Janvier | 215-405-2426 | | | mickey.janvier@abrdn.com | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUSLIC ACCOUNTANT whose reports are contained in this filing•<br>KPMG LLP | | | | | | | | | (Name - if individual, state ~st. first, and middle name! | | | | | 1601 Market Street | | Philadelphia | PA | 19103 | | | (Address! | | (City) | (St.ale) | (Zip Code) | | | 10-20-2003 | | | 185 | | | | (Oate of Registration with PCA08)(if applicablel | | | | IPCAOB Registration Number. if applicablel | | | | | FOR OFFICIAL USE ONLY | | | | • Clalms for exemption from the reQuirement that the annual r…Read the full text as markdown