SUMO CAPITAL, LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of SUMO CAPITAL, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SUMO CAPITAL, LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0001424392-19-000006
• CIK: 1424392
• File #: 8-67809
• Material weakness: No
• Auditor: Robert Cooper & Company CPA PC
• Auditor location: Chicago, IL
• Contact: Peter Owen
• Phone: 708-990-1348
• Signed by: Terry Travis (Principal)

Document text (excerpt)

X-17A-5 0001424392 XXXXXXXX LIVE false false false 01-31-2018 12-31-2018 Broker-dealer N SUMO CAPITAL, LLC 190 SOUTH LASALLE STREET SUITE 1620 CHICAGO IL 60603 Peter Owen 708-990-1348 Robert Cooper & Company CPA PC 141 W. Jackson Blvd. Suite 1702 Chicago IL 60604 Certified Public Accountant Terry Travis SUMO CAPITAL, LLC 12-31-2018 Terry Travis Principal Y

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Original filing on SEC EDGAR (source of record)