SUMO CAPITAL, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of SUMO CAPITAL, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SUMO CAPITAL, LLC
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0001424392-20-000003
• CIK: 1424392
• File #: 8-67809
• Material weakness: No
• Auditor: Robert Cooper & Company CPA PC
• Auditor location: Chicago, IL
• Contact: Peter Owen
• Phone: 708-929-8272
• Signed by: Daniel Gutman (Principal)

Document text (excerpt)

X-17A-5 0001424392 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N SUMO CAPITAL, LLC 190 SOUTH LASALLE STREET SUITE 1620 CHICAGO IL 60603 Peter Owen 708-929-8272 Robert Cooper & Company CPA PC 141 W. Jackson Blvd., Suite 1468 Chicago IL 60604 Certified Public Accountant Daniel Gutman SUMO CAPITAL, LLC 12-31-2019 Daniel Gutman Principal Y

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• X-17A-5 — 2018-03-01
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Original filing on SEC EDGAR (source of record)