VIEW PARTNERS CAPITAL LLC X-17A-5 (2021-02-05) — Broker-dealer annual report

Full text of VIEW PARTNERS CAPITAL LLC's X-17A-5 filed 2021-02-05 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPRO:V AL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 8-67828 I SEC FILE NUMBER I # ANNuAL AUDITED REPORT FORM X-17A-5 PART ID #### FACING PAGE #### Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>_ ____.O._.l"-'/0 1-=/2"""0 | AND ENDING | 12/3<br>1/20 | | | |--------------------------------------------------------------------------|--------------------------------------------------------|----------------|-----------------------------|--|--| | | MMIDDIYY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER - DEALER: | | | | | | | View Partners Capital LLC | | | OFFICIAL USE ONLY | | | | | FIRM ID.NO. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 575 Madison A venue | | | | | | | (No. and Street) | | | | | | New York | NY | | 10022 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT | | | | | | | Howard Spindel | | (212) 897-1688 | | | | | | | | (Area Code - Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | WithumSmith+Brown PC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 141 l Broadway. 23rd Floor | New York | NY | 10018 | | | | (Address) | {City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | [!] Certified Public Accountant | | | | | | | D<br>Public Accountant | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17 a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ Statement of Financial Condition December 31, 2020 {2}------------------------------------------------ # **TABLE OF CONTENTS** #### **This report\*\* contains (check all applicable boxes):** - [xJ Report oflndependent Registered Public Accounting Firm. - [ x] Facing Page. - [x] Statement of Financial Condition. - [ ] Statement of Operations. - [ ] Statement of Ch…

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