Full text of VIEW PARTNERS CAPITAL LLC's X-17A-5 filed 2024-02-07 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | SEC FILE NUMER 8- 67828 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /23** AND ENDING **12/31 /23** *MM/DDNY* *MM/DDNY* ## **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: View Partners Capital LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 575 Madison Avenue | | (No. and Street) | | | | | |----------------------------------------------------------------------------|------------------------------------------------------------|----|-------------------------------|-------|--| | New York | | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Howard Spindel | (212) 897-1688 | | hspindel@integrated.so1utions | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | | WithumSmith+Brown PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 200Jefferson Park, Suite 400 Whippany | | | NJ | 07981 | | | (Address) | (City) | (State) | (Zip Code) | |------------|--------|---------|------------| | 10/08/2003 | | 100 | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), **if** applicable. **Persons who arc to respond to the collection of information contained** in **this form arc not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------…Read the full text as markdown