Full text of EASTGATE SECURITIES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-67837 | #### **FACING PAGE** **Information Required of Brokers and Dealers PursuaQt to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>o_1_10_1_1_2_o | ___<br>AND ENDING | __<br>_ 1_2_1_3_11_2_0 | ___<br>_ | | | |-------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|------------------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: Eastgate Securities, LLC | | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | 320 Main Street, Suite 102 | | | | | | | | | (No. and Street) | | | | | | | Port Jefferson | New York | | 11777 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>James O'Reilly | | | 516-287-0946 | | | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Nawrocki Smith LLP | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 290 Broad Hollow Road | Melville | NY | | 11747 | | | | (Address) | (City) | (State) | | (Zip Code) | | | | CHECK ONE: | | | | | | | | I ti I<br>Certified Pub lie Accountant | | | | | | | | Public Accountant | | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a c…Read the full text as markdown