Full text of EASTGATE SECURITIES, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Basil 200 ### ANNUAL REPORTS FORM X-17A-5 PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------|-----------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Eastgate Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 866 United Nations Plaza, Suite 406 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10017 | | (City) | | (State) = A = | nder 17 CFR 240.15c. | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING to security based swap customers under 17 CFR | | | | | | Edward Yao | 347-9158999 | | eyao@eastgatesecurities.com | | | (Name) or 27 % 1 | (Area Code - Telephone Number) (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* 240.100 7, as @goodste | | | | | | WWC, P.C. Certified Public Accountants | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2010 Pioneer Court San Mateo | | | | 94403 | | (Address) | A hand (City) | | (State) (State) | (Zip Code) | | 03/14/2006 | | 1171 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i…Read the full text as markdown