Full text of TPEG SECURITIES, LLC's X-17A-5 filed 2024-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # TPEG SECURITIES, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### TABLE OF CONTENTS | | Page | |----------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Members' Capital | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 | | Supplementary Information | | | Schedule I - Computation of Net Capital and Aggregate Indebtedness Pursuant<br>to Rule 15c3-1 of the Securities and Exchange Commission | 12 | | Schedule II - Computation for Determination of Reserve Requirements Under<br>Rule 15c3-3 of The Securities and Exchange Commission | 14 | | Schedule III - Information Relating to the Possession or Control Requirements<br>Under Rule 15c3-3 of The Securities and Exchange Commission | 14 | | Additional Reports and Related Information | | | Report of Independent Registered Public Accounting Firm | 15 | | Exemption Report | 16 | | Report of Independent Registered Public Accounting Firm on<br>Applying Agreed Upon Procedures | 17 | {2}------------------------------------------------  # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Members of TPEG Securities, LLC #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of TPEG Securities, LLC as of December 31, 2022, the related statements of operations, changes in members' capital, and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of TPEG Securities, LLC as of December 31, 2022, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### Basis of Opinion These financial statements are the responsibility of TPEG Securities, LLC's management. Our responsibility is to express an opinion on TPEG Securities, LLC's financial statements ba…Read the full text as markdown